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a note from Allen
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Fund Manager 
|
Allen N. Ngongo
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dear fellow shareholder,

This is my first letter to you as the CEO of Ridgeway & Prospect. From a personal standpoint, I want to share with you some feelings and thoughts about our firm, purpose, and vision. I feel a tremendous mix of emotions: excitement about our potential, and a great sense of obligation and responsibility both to you, our investors, and to our firm as we build our firm over the years to come.

 

Thank you for the tremendous opportunity to serve you and the honor to steward your capital at our firm in the course to prosperity. We owe it to you all to share our vision for our firm and how we seek to create value for you, the shareholder and the communities we serve. Below, I will share the following as we embark on this journey together:

     i.     our principles

     ii.    our purpose, mission, and goals 

     iii.   our investment strategy

 

Once more, thank you for being a part of our journey here at Ridgeway & Prospect. I look forward to sharing our progress with you.

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Balancing our business and corporate responsibilities to our clients, the environment, and social issues is fundamental to the core of our identity and our operations.

i. our clients are the core of our business

putting our clients first leads to our success. Always.

ii. our goal is to provide superior returns to our shareholders

Achieving superior returns is critical through the firm's profitability in order to attract and retain our best talents. Our employees and shareholders are rewarded in accordance with the performance of the firm through stock ownership incentives.    

iii. our people are our greatest asset, capital and reputation

by investing in our team, we elevate our reputation and performance. If we diminish our people's development, we diminish the firm's reputation and capital. We are dedicated to complying fully with the letter and spirit of the laws, rules and ethical principles that govern us. Our success depends on our commitment to maintaining our standards.

iv. we demand our people to maintain client and business

     confidentiality when handling classified information

our team has been instilled to maintain confidentiality in all our business practices.

v. we take pride in the professional quality of our people and

    our work

we have a continuous commitment to achieving excellence in all our dealings and the way that we conduct  ourselves. We always choose quality over size.

vi. we encourage teamwork in everything we do

while individual creativity is always encouraged, we have found that team effort often produces the best results. we stress collaboration and transparency over personal interests. putting the interests of the firm and its clients is the goal.

vii. creativity and imagination are key to our success

while we seek to uphold our legacy through the years, we constantly strive to enhance our services to better solve clients' problems. we pride ourselves on having a great team with innovative ideas in an ever changing industry.

viii. our dedication is to identify and recruit the very best

        people for our clients

we select our people one by one based on their talents and how they align to the firm's mission. We know that with the best people, we can be the best firm and provide the best services.

viiii. we offer our people the opportunity to excel and rise in

          their professional careers

at our firm, we advance our people on merit and we have a handful of responsibilities available to match our best people career ambitions. For us to be successful, our men and women must reflect the diversity of the communities and cultures in which we operate. We attract, retain and motivate people from many backgrounds and perspectives. We do not discriminate. Being diverse is not optional; it is a must. Our people should match the breadth of clients we service.

x. our business is upheld through integrity and honesty

we demand our people to maintain high ethical standards in everything they do, both in their work for the firm and in their personal lives.

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principles we live by
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our mission

To deliver to our clients and respondents, superior service and the highest standards of professionalism and integrity, thereby achieving market dominance in wealth and investment practices.

At Ridgeway & Prospect, we are driven to promote innovative research in an effort to maximize investors' returns and wealth management advisory services. We utilize the firm's internal quantitative systems to evaluate and analyze  various investment opportunities across the globe. We then offer our key findings in reports and presentation material to our clients and the public. 

We extend our scope in the realms of investment evaluation, investment/wealth advisory, and portfolio management. Clients have access to our internal systems in order to monitor their investments and returns.

our mission, purpose and goal
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our purpose

our mission and values are to our clients and communities that we serve. As a global firm, we strive to provide equal opportunity to talents and client experience to all. Please explore to learn more. 

Ridgeway & Prospect is not only thinking about sustainability as it relates to our transactions, but also as it affects our global culture and community. With employees and clients universally, we believe that a strong culture, diverse and engaged team with a commitment to our community are essential to our success as a business.

 

we apply our wealth management and capital markets expertise to make sustainable considerations integral to financial and investing activities. Our work helps enable our clients, investors and partners to achieve their financial goals while scaling their environmental and social impacts.

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our goal

We aspire to be a trusted advisor and firm to our clients, which include institutional and private investors.

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our strategy

We procure investments in firms that we evaluate as being sound, with the prospect of meeting our investment targets

While our position is open, we utilize the premiums distributed to acquire more shares in our open position. In the event that we believe there are more opportunities in the market, we will reallocate the annuities to open new positions.

Upon achieving our target investment goals, we will reevaluate our position to see if there are opportunities to increase our stake in the investment. We are in the business of purchasing, not selling. In the event, the markets do change, so will our strategy.

As our position in the company increases, we look to acquire board voting rights, in order to influence the direction of the company and realign the firm’s mission with ours.

Our board seat elections will ensure that we sustain the performance of the investment, and in doing so, the firm’s longevity. This will allow us to secure long-term funding for more market opportunities.

Achieve

 &

 Repeat

more information
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Ridgeway & Prospectus Fund Prospectus
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FRAUD WARNING

 


FOR YOUR PROTECTION, WE PROVIDE THIS NOTICE/WARNING REQUIRED BY MANY STATES
 

 

Any person who, knowingly and with intent to defraud any insurance company or other person, files an application for insurance or a statement of claim for insurance benefits containing materially false information or conceals, for the purpose of misleading, information concerning any fact material thereto, commits a fraudulent insurance act, which is a crime and may be subject to criminal penalties, including confinement in prison, and civil penalties. Such action may entitle the insurance company to deny or void coverage or benefits.
 

 

Disclosures
 

Investing involves market risk, including possible loss of principal, and there is no guarantee that investment objectives will be achieved. Past performance is not a guarantee of future results. Asset allocation/diversification does not guarantee a profit or protect against loss.

 

Ridgeway & Prospect LLC., its affiliates, and employees do not provide tax, legal or accounting advice.  Information presented on our webpages and documents are not intended to provide, and should not be relied on for tax, legal and accounting advice.  You should consult your own tax, legal and accounting advisors before engaging in any financial transaction.

 

If you have any questions, please contact us.

  

For other important disclosures, please go to: Ridgeway & Prospect: Financial Regulatory Site.

 

Ridgeway & Prospect. and its affiliates (collectively “RGP”) offer investment products, which may include investment products and services, such as brokerage and advisory accounts, and are offered through Ridgeway & Prospect.
 

 

more information our website: www.ridgewayprospect.com

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